AI Agent Governance for
Financial Services
Transform prototype AI agents into production-ready systems with automated model risk management, continuous monitoring, and audit-ready compliance documentation for SR 11-7 and fair lending requirements.
- SR 11-7
- Model risk management
- Fair lending
- Bias and disparate impact
- GDPR Art. 22
- Automated decisions
- OCC
- Third-party oversight
The Challenge
Prototypes are easy. Production is the hard part.
Financial institutions struggle to move AI agents from testing to production due to complex model risk management requirements and regulatory compliance hurdles.
Regulatory Risk
SR 11-7 compliance requires extensive documentation and ongoing monitoring that's difficult to maintain manually.
Limited Visibility
AI agents make autonomous decisions across multiple steps, making it hard to track and validate behavior.
Manual Processes
Audit preparation takes weeks of manual work to compile evidence packets and documentation.
Platform
Complete AI agent lifecycle management
From development to production, monitor, govern, and document your AI agents with automated compliance workflows designed for financial services.
Real-time Monitoring
Track every agent decision, tool call, and interaction with comprehensive event streaming and behavioral analytics.
- Decision path visualization
- Performance drift detection
- Cost and token tracking
Automated Risk Controls
Dynamic risk scoring with configurable guardrails, circuit breakers, and escalation workflows tailored for banking use cases.
- Fair lending compliance
- Bias detection and mitigation
- Automated interventions
Easy Compliance Reporting
One-click generation of audit-ready evidence packets with automated documentation and validation workflows.
- Model inventory management
- Validation documentation
- Ongoing monitoring reports
Integration
Easy to get set up
Deploy enterprise-grade AI governance with just a few lines of code. No complex configuration, no lengthy onboarding. Get to monitoring your AI agents instantly.
Install the Package
Add the AI Agents House SDK to your project with a single npm command. Works with any existing Node.js application.
- Works with existing Node.js projects
- No additional dependencies required
Initialize Monitor
Create your monitoring instance with your API credentials. Compliance rules and audit logging are enabled automatically.
- Auto-detects your environment
- Compliance rules enabled by default
Wrap Your AI Provider
Connect any LLM provider with a simple wrapper. Your existing code continues to work exactly the same way.
- Works with Claude, GPT, and other providers
- Zero changes to your existing code
You're Live!
That's it! Your AI agents are now fully monitored and compliant. View real-time insights in your dashboard.
- Real-time compliance monitoring
- Automatic audit documentation
- SR 11-7 compliant out of the box
Real-time Monitoring
See everything at a glance
Monitor your AI agents in real-time with comprehensive analytics, compliance tracking, and instant alerts, all from a unified dashboard designed for financial institutions.
Agent Activity (7 Days)
Recent Activity
Quick Actions
System Status
- API Response
- 98ms
- Uptime
- 99.9%
- Active Connections
- 2,847
Real-Time Compliance
Monitor SR 11-7 compliance in real-time with automated risk detection and instant alerts for policy violations.
Audit Documentation
Automatically generate comprehensive audit trails and documentation required for regulatory examinations.
Performance Analytics
Track agent performance, response quality, and user satisfaction with detailed analytics and insights.
Built for your stack
Integrate with your entire enterprise AI stack
Our SDK is designed to fit seamlessly into your existing architecture. Monitor agents built with any LLM provider, developer framework, or enterprise platform.
Core LLM Providers
Works today with leading LLM providers out-of-the-box.
- OpenAI GPT-4o & series
- Anthropic Claude 3.5
- Google Gemini
- AWS Bedrock
Developer Frameworks
Integrations coming for the most popular agent-building frameworks.
- LangChain
- LlamaIndex
- Rasa SDK
- Custom Agents via API
Enterprise Agent Platforms
Integrate with major cloud and on-premise conversational AI platforms.
- Microsoft Azure AI
- Google Cloud Dialogflow CX
- Amazon Lex
- Rasa Platform
Monitored Tools & Services
Track tool usage for any external system your agents connect to.
- Databases
- Workflows (JIRA, Salesforce)
- Messaging (Slack, Teams)
- And more...
Compliance
Built around the frameworks your examiners use
Purpose-built to meet the unique regulatory requirements of banking and financial institutions.
SR 11-7
Comprehensive model risk management framework compliance
Fair Lending
Automated bias monitoring and disparate impact analysis
GDPR
Article 22 automated decision-making compliance
OCC Guidelines
Third-party risk management and vendor oversight
Outcomes
Accelerate time to production
Reduce the time and complexity of moving AI agents from prototype to production while maintaining regulatory compliance.
- 10x
- Faster DeploymentFrom months to weeks with automated compliance workflows
- 80%
- Audit Prep ReductionAutomated evidence generation and documentation
- 24/7
- Continuous MonitoringReal-time risk detection and automated controls
Who it's for
Purpose-built for financial services leadership
AI Agents House bridges the gap between innovation velocity and regulatory compliance, enabling all key functions to achieve their objectives together.
Digital Product & Technology
Head of Product & Innovation
Accelerate Time-to-Market
Transform AI agent development from a 6-12 month compliance odyssey into a streamlined 6-8 week deployment cycle.
- Pre-Approved Compliance Templates
Launch with pre-validated risk management frameworks that satisfy relevant regulatory requirements from day one
- Automated Documentation Generation
Eliminate weeks of manual documentation work with auto-generated model inventories and validation reports
- Continuous Deployment Pipeline
Deploy agent updates with confidence through automated compliance validation and risk assessment
- 3-5x
- Faster deployment
- 85%
- Less manual work
Chief Risk Officer
Model Risk Management
Be Always Audit-Ready
Maintain comprehensive regulatory compliance with real-time monitoring and instant audit trail generation for any AI agent decision.
- Instant Regulatory Reporting
Generate complete audit packages in minutes, not months, ready for any surprise regulatory examination
- Continuous Compliance Monitoring
Real-time bias detection and fair lending validation ensures you're never caught off-guard by compliance violations
- Complete Decision Traceability
Full audit trail for every AI agent decision with reasoning chains and supporting evidence automatically captured
- 99.7%
- Compliance coverage
- $2M-50M+
- Fine avoidance
Chief Compliance Officer
Regulatory Affairs
Sleep Easy at Night
Proactively identify and remediate compliance gaps before they become regulatory findings or enforcement actions.
- Early Warning System
Detect potential fair lending violations and bias issues before they impact customers
- Automated Policy Enforcement
Ensure every AI agent decision aligns with your institution's compliance policies and regulatory requirements
- Regulatory Change Management
Automatically adapt agent behaviors to new regulatory requirements without disrupting operations
- 100%
- Policy coverage
- 24/7
- Monitoring
Chief Technology Officer
Enterprise Architecture
Reduce Infrastructure Burden
Don't build custom AI infrastructure from scratch. Get enterprise-grade AI governance that integrates with your tech stack without disruptions.
- Avoid Security & Compliance Headaches
Stop worrying about AI security gaps and regulatory violations that could tank your infrastructure strategy
- Eliminate Integration Nightmares
Deploy AI agents without months of custom API development or system architecture overhauls
- Predictable Operational Costs
Scale AI initiatives without unpredictable infrastructure costs or surprise vendor lock-in fees
- 70%
- Less dev overhead
- Zero
- Custom AI infra
Solution Provider Ecosystem
FinTech Partners, AI Vendors & System Integrators
Accelerate Market Entry & Win More Bank Deals
Eliminate compliance friction that kills enterprise sales by delivering pre-certified, bank-ready AI solutions. Join our partner ecosystem and transform months of compliance validation into instant market readiness.
Ship with built-in regulatory framework compliance that passes bank procurement requirements, eliminating long validation cycles.
Skip arduous due diligence processes with pre-approved documentation, risk assessments, and security certifications that banks trust.
Stand out in RFPs with native governance capabilities, audit readiness, and regulatory expertise that competitors can't match.
- Sales Impact
- 60%Shorter sales cycles
- Win Rate
- 40%Higher close rates
- Time to Market
- 6-8 weeksvs 6-12 months